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      Interested parties please email your full resume with present & expected salary and date of availability to

      Equity Research Analyst


      - Conducting research report and build financial models

      - Preparing internal and external written reports, visiting companies, attending listed companies annual meeting?
      - Building and maintaining relationships with listed companies
      - Specialized in Education, Property, Fintech or banking sectors preferred


      - Degree or above in Accounting / Economics / Finance or related discipline;
      - At least 3 years research experience
      - holder of CFA or CPA is an advantage
      - Experience in equity analysis for both secondary and primary equities and deal base research are preferred
      - Good communication, interpersonal and presentation skills;

      - Good command of written andspoken English, Cantonese and Putonghua (a MUST)?

      Settlement Officer/ Senior Settlement Officer (Futures & Bond)

      - Process daily settlement and reconciliation operations, record client transactions, prepare client statements and settlement reports
      - Handle accounts and settlement services request from clients
      - Provide administrative and clerical support, such as data input and document filing
      - Communicate with internal and external parties
      - Perform other ad-hoc duties as required

      - 2-5 years relevant settlement experience?
      - Good knowledge of in investment management system as well as DCASS and Euroclear operations
      - Familiar with local regulatory and compliance requirements in relation to settlement issues
      - Good PC skills in Word and Excel
      - Good interpersonal and communication skills
      - Good command of English, Cantonese and Mandarin
      - Responsible, self-motivated and independent

      Senior Dealer – Securities/ Futures

      Job Description:
      - Execute securities and futures transactions for customers
      - Monitor the clients’ trading activities
      - Responsible for day end transaction matching
      - Handle Clients’ enquiries
      - Comply with procedures, policies and regulatory requirements

      - Degree holder?
      - Licensed with SFC as Representative for Type 1 and/or 2 regulated activities
      - Minimum 3 years’ dealing experience in Hong Kong
      - Excellent written and verbal command of English and Chinese, fluency in Putonghua
      - A team player, aggressive, knowledgeable and hard working
      - Familiar with Bloomberg is a plus
      - Experience in bond trading is a plus

      Compliance Manager

      Job Description:
      - Review and enhance compliance framework on Type 1 and/or Type 9 regulated activities
      - Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements
      - Handle inquiries and investigation from SFC and HKEx
      - Handle licensing issues for individuals;
      - Perform transactions monitoring and AML measures;
      - Develop training materials and coordinate compliance / AML training
      - Perform ad hoc projects as required

      - Degree in law, finance, accounting or related disciplines;
      - Minimum 5 years of compliance experience in securities and futures houses;
      - Excellent verbal and written communication skills in Chinese and English, proficiency in Mandarin is a plus;
      - Good understanding of SFO and other relevant rules and regulations.
      - A team player with strong communication and analytical skills as well as high degree of professional maturity

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